Andrew Marshall Stewart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • CF2 Non Executive Director (11 Mar 2010 to 20 Jul 2010)
    • CF30 Customer (1 Nov 2007 to 20 Jul 2010)
    • CF10 Compliance Oversight (10 Mar 2005 to 19 May 2007)
    • CF11 Money Laundering Reporting (10 Mar 2005 to 19 May 2007)
    • CF21 Investment Adviser (10 Mar 2005 to 31 Oct 2007)
    • CF3 Chief Executive (10 Mar 2005 to 30 Jun 2009)
    • CF8 Apportionment and Oversight (10 Mar 2005 to 31 Oct 2007)
    • CF1 Director (10 Mar 2005 to 25 Feb 2010)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2004)
    • CF1 Director (1 Dec 2001 to 17 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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