Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Slape

  IRN RXS01271

  • CF30 Customer (26 Mar 2012 to 24 Jul 2012)
• Richard Thomas Bayley

  IRN RTB01058

  • CF30 Customer (11 Jan 2011 to 17 Apr 2012)
• Richard Thomas Bland Royden

  IRN RTR01011

  • CF30 Customer (22 Sep 2011 to 4 Jun 2015)
• Rishi Nandlal Shah

  IRN RNS01045

  • CF30 Customer (29 Jul 2009 to 29 Apr 2016)
• Rishi Zaveri

  IRN RXZ01009

  • CF30 Customer (23 Apr 2012 to 24 Jul 2012)
• Robert Alexander Mackley

  IRN RAM01089

  • CF26 Customer Trading (1 Dec 2001 to 30 Nov 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2004)
• Robert Alexander Waverley Ballantine

  IRN RAB01338

  • CF30 Customer (19 Dec 2012 to 3 Sep 2013)
• Robert Christopher MacEwan Savage

  IRN RCS01065

  • CF30 Customer (13 Oct 2009 to 11 Nov 2015)
• Robert Garwood

  IRN RXG22010

  • [FCA CF] Significant management (since 9 Dec 2020)
• Robert Holt

  IRN RJH01428

  • [FCA CF] Client dealing (9 Dec 2020 to 7 Nov 2025)
  • CF30 Customer (1 Jun 2010 to 8 Dec 2019)

No changes recorded yet.