Rishi Nandlal Shah

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peel Hunt LLP (no longer approved here)

    FRN 530083

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2022)
    • CF30 Customer (13 May 2016 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (29 Jul 2009 to 29 Apr 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 7 Jul 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.