Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert James Bijan Attarzadeh

  IRN RJA01190

  • CF30 Customer (25 May 2018 to 29 May 2019)
• Robert James Cowell

  IRN RJC01154

  • CF21 Investment Adviser (24 Dec 2003 to 19 May 2006)
  • CF26 Customer Trading (24 Dec 2003 to 23 Mar 2006)
• Robert James Dundas Finlay

  IRN RJF01060

  • CF30 Customer (26 Mar 2012 to 27 Jul 2012)
• Robert James Robertson

  IRN RJR01062

  • CF1 Director (11 May 2009 to 22 Mar 2012)
  • CF29 Significant management (17 Sep 2008 to 24 Jun 2019)
  • CF30 Customer (17 Sep 2008 to 24 Jun 2019)
• Robert John Speed

  IRN RJS01192

  • CF21 Investment Adviser (13 Nov 2003 to 1 Sep 2004)
  • CF23 Corporate Finance Adviser (13 Nov 2003 to 1 Sep 2004)
• Robert Joseph Ellis

  IRN RJE01062

  • CF30 Customer (25 Nov 2013 to 3 May 2016)
• Robert Lloyd Dickson

  IRN RLD01030

  • CF30 Customer (26 Mar 2012 to 24 Jul 2012)
• Robert Mark Wilson

  IRN MRW01104

  • CF30 Customer (5 May 2009 to 12 Apr 2012)
• Robert Michael Stein

  IRN RMS01142

  • CF30 Customer (19 May 2008 to 8 Jul 2009)
• Robert Richard Lucas

  IRN RRL01014

  • CF2 Non Executive Director (1 Dec 2001 to 1 Sep 2002)

No changes recorded yet.