Rishi Zaveri

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRADING.COM MARKETS UK LIMITED

    FRN 705428

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (3 May 2016 to 8 Dec 2019)
  • Lendwise Ltd

    FRN 782496

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF10 Compliance Oversight (23 Mar 2018 to 8 Dec 2019)
    • CF1 Director (23 Mar 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Mar 2018 to 8 Dec 2019)
    • CF3 Chief Executive (23 Mar 2018 to 8 Dec 2019)
  • GLA Partners Limited (no longer approved here)

    FRN 629439

    • CF30 Customer (26 May 2017 to 8 Dec 2019)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (31 Jul 2012 to 12 May 2017)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (23 Apr 2012 to 24 Jul 2012)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 11 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.