Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manuel Domingo Santiago

  IRN MDS01104

  • CF30 Customer (30 Jul 2014 to 17 Mar 2016)
• Marc Peter Pullen

  IRN MPP01036

  • CF30 Customer (1 Nov 2007 to 21 Aug 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Margarita Mitropoulou

  IRN MXM04185

  • CF30 Customer (18 Sep 2017 to 9 Aug 2018)
• Maria Teresa Silva Cabrita Da Costa

  IRN MXS01721

  • [FCA CF] Client dealing (since 1 Apr 2023)
• Marie Ann Kluth

  IRN MAK01165

  • CF30 Customer (13 Mar 2019 to 8 Apr 2019)
• Mark Andrew Slater

  IRN MAS00197

  • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
• Mark Christopher Lower

  IRN MCL01031

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (3 Feb 2014 to 8 Dec 2019)
• Mark David Amiras

  IRN MDA01091

  • CF30 Customer (31 Mar 2014 to 18 May 2017)
• Mark David James

  IRN MDJ01026

  • CF30 Customer (1 Nov 2007 to 9 Dec 2008)
  • CF21 Investment Adviser (30 Apr 2007 to 31 Oct 2007)
• Mark Douglas Howson

  IRN MDH01069

  • CF30 Customer (28 Jan 2014 to 27 Aug 2015)

No changes recorded yet.