Marie Ann Kluth

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (13 Mar 2019 to 8 Apr 2019)
  • ERNST & YOUNG LLP (no longer approved here)

    FRN 196203

    • CF30 Customer (22 Feb 2016 to 31 Jan 2017)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (40)CF30 Customer (3 Mar 2010 to 2 Jul 2012)
  • Go4Venture Advisers LLP (no longer approved here)

    FRN 490625

    • CF4 Partner (5 May 2009 to 30 Nov 2009)
    • CF10 Compliance Oversight (5 May 2009 to 27 Jan 2010)
    • CF11 Money Laundering Reporting (5 May 2009 to 27 Jan 2010)
    • CF30 Customer (5 May 2009 to 30 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (40)CF30 Customer at STIFEL EUROPE LIMITED