Mark David James

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Client dealing (14 Apr 2022 to 7 Feb 2024)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2022)
    • CF30 Customer (1 Apr 2010 to 2 Mar 2012)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (1 Nov 2007 to 9 Dec 2008)
    • CF21 Investment Adviser (30 Apr 2007 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (1 Dec 2001 to 14 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.