Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan David Mortenson

  IRN JDM01144

  • CF30 Customer (1 Nov 2007 to 4 Mar 2008)
  • CF21 Investment Adviser (30 Oct 2003 to 31 Oct 2007)
• Jonathan Hyett Clements

  IRN JHC01037

  • CF30 Customer (1 Nov 2011 to 19 Dec 2013)
• Jonathan Kwok

  IRN JXK01162

  • CF21 Investment Adviser (10 Jan 2002 to 7 May 2004)
• Jonathan Lesland Battershill

  IRN JXB21113

  • [FCA CF] Client dealing (9 Dec 2020 to 6 Aug 2021)
  • CF30 Customer (7 Oct 2019 to 8 Dec 2019)
• Jonathan Linton Callaway

  IRN JLC01057

  • CF30 Customer (12 Nov 2012 to 31 Dec 2013)
• Jonathan Madron Guy

  IRN JMG01106

  • CF21 Investment Adviser (26 Apr 2005 to 28 Mar 2007)
• Jonathan Mark Imlah

  IRN JXI01024

  • CF30 Customer (17 Aug 2010 to 20 Dec 2013)
• Jonathan Matthew Barr

  IRN JMB01210

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (12 Jan 2017 to 8 Dec 2019)
• Jonathan Michael Geering

  IRN JMG01093

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Proprietary trader (since 9 Dec 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Jonathan Oliver Weaving

  IRN JOW01015

  • CF30 Customer (1 Aug 2011 to 10 May 2016)

No changes recorded yet.