Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Paul Bryan

  IRN JPB01086

  • CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)
• Jonathan Peter Crispin de Pass

  IRN JPD01092

  • CF21 Investment Adviser (17 Jun 2003 to 5 Nov 2004)
• Jonathan Sloan

  IRN JHS01103

  • CF30 Customer (1 Nov 2007 to 10 Apr 2008)
  • CF23 Corporate Finance Adviser (13 Mar 2007 to 31 Oct 2007)
• Jonathan Stuart Drage

  IRN JSD01055

  • CF30 Customer (26 May 2009 to 9 May 2010)
• Joseph Brunner

  IRN JXB02992

  • [FCA CF] Client dealing (24 Sep 2021 to 30 Aug 2024)
• Joseph Gabriel Michael Bowman

  IRN JGB01077

  • CF30 Customer (7 Jan 2013 to 22 Jul 2014)
• Joseph Lawrence Dorey

  IRN JLD01106

  • CF30 Customer (8 Jan 2016 to 11 Sep 2017)
• Josephine Frances Pink

  IRN JXP00745

  • [FCA CF] Significant management (9 Dec 2022 to 8 Dec 2023)
• Joshua Alexander Radvan

  IRN JAR01246

  • CF30 Customer (3 Feb 2015 to 3 Jul 2015)
• Joshua Elliot Graves Wilson

  IRN JEW01107

  • CF30 Customer (1 Nov 2007 to 28 Apr 2011)
  • CF21 Investment Adviser (3 Aug 2007 to 31 Oct 2007)

No changes recorded yet.