Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 26 Sep 2025)
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 26 Sep 2025)
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- [FCA CF] Manager of certification employee (12 Jun 2020 to 5 Apr 2022)
- [FCA CF] Client dealing (12 Jun 2020 to 31 Jul 2025)
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- [FCA CF] Manager of certification employee (20 Apr 2020 to 8 Jun 2022)
- [FCA CF] Client dealing (2 Jul 2019 to 31 Jul 2025)
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- [FCA CF] Client dealing (3 May 2016 to 28 Mar 2019)
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- CF30 Customer (1 Aug 2011 to 10 May 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.