Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Henry Alexander Cassley

  IRN JHC01112

  • CF30 Customer (1 Nov 2007 to 1 Dec 2008)
  • CF23 Corporate Finance Adviser (26 Oct 2007 to 31 Oct 2007)
• James Henry Davies

  IRN JHD01094

  • CF30 Customer (20 Jun 2014 to 30 Jun 2017)
• James John Durkin

  IRN JJD01040

  • CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2004)
• James Joseph Kesner

  IRN JJK01072

  • [FCA CF] Client dealing (18 Aug 2022 to 31 Mar 2026)
• James Marcus Charles Boote

  IRN JMB01211

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (8 Sep 2011 to 8 Dec 2019)
• James Marcus Warren

  IRN JMW01108

  • CF21 Investment Adviser (10 Dec 2001 to 22 Aug 2002)
• James Marius Sheridan Gilbert

  IRN JMG01209

  • CF30 Customer (11 Feb 2008 to 4 Jun 2013)
• James Matthew Evans

  IRN JME01092

  • CF30 Customer (8 May 2009 to 30 May 2013)
• James Matthew Wood

  IRN JMW01306

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (11 Jun 2014 to 8 Dec 2019)
• James Michael Butler

  IRN JMB01463

  • CF30 Customer (14 Nov 2012 to 26 Jun 2015)

No changes recorded yet.