James John Durkin

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • SMF1 Chief Executive (9 Dec 2019 to 12 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 12 May 2021)
    • CF3 Chief Executive (19 Dec 2011 to 31 Jul 2017)
    • CF1 Director (10 Jun 2008 to 25 Nov 2009)
    • CF30 Customer (1 Nov 2007 to 31 Jul 2017)
    • CF21 Investment Adviser (10 Mar 2005 to 31 Oct 2007)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.