Date authorised
1 April 2013
Companies House
01774003
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    88 Wood Street
    London
    EC2V 7QR
    UNITED KINGDOM
    Phone
    +4402075238000
  • Complaints Contact

    10th Floor
    88 Wood Street
    London
    EC2V 7QR
    UNITED KINGDOM
    Phone
    +4402075238000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Anthony Hindley

    IRN IAH01021

    • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2004)
  • Ian Charles Poulter

    IRN ICP01007

    • CF30 Customer (26 Mar 2012 to 11 Jun 2012)
  • Ian Douglas Stewart

    IRN IDS01022

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 20 Mar 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2006)
  • Ian Michael Francis

    IRN IMF01015

    • CF1 Director (25 Oct 2004 to 17 Oct 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (5 Aug 2004 to 19 May 2006)
    • CF26 Customer Trading (9 Dec 2003 to 23 Mar 2006)
    • CF21 Investment Adviser (9 Dec 2003 to 19 May 2006)
  • Ian William Jennings

    IRN IWJ01005

    • CF26 Customer Trading (1 Dec 2001 to 27 Aug 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 27 Aug 2004)
  • Ileana Antypas

    IRN IXA01129

    • CF30 Customer (14 Dec 2007 to 4 Nov 2011)
  • Imran Muhammad Akram

    IRN IMA01012

    • CF30 Customer (19 May 2008 to 18 Aug 2010)
  • Issac Jacob

    IRN IXJ01064

    • [FCA CF] Client dealing (18 Aug 2022 to 20 Oct 2025)
  • JOHN BOYD MCCOWAN Peat

    IRN JBP01020

    • CF30 Customer (1 Nov 2007 to 9 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Jack Michael Harper

    IRN JMH01307

    • [FCA CF] Client dealing (since 9 Feb 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.