Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • [FCA CF] Client dealing (31 Dec 2020 to 31 Jan 2022)
    • CF30 Customer (25 Jan 2017 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (14 Dec 2007 to 4 Nov 2011)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 14 Dec 2007)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
  • Europa Partners Limited (no longer approved here)

    FRN 194820

    • CF23 Corporate Finance Adviser (8 Feb 2005 to 27 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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