Date authorised
1 April 2013
Companies House
04024104
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    29 Farm Street
    London
    W1J 5RL
    UNITED KINGDOM
    Phone
    +4402074514500
  • Complaints Contact

    29 Farm Street
    London
    W1J 5RL
    UNITED KINGDOM
    Phone
    +442074514500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · The firm must not conduct any designated investment business with retail clients other (or except) than corporate finance business.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alain Rizk

    IRN AXR01503

    • CF30 Customer (9 Nov 2009 to 14 Dec 2009)
  • Angela Burns

    IRN AXB01363

    • CF30 Customer (1 Nov 2007 to 14 Dec 2018)
    • CF23 Corporate Finance Adviser (14 Nov 2006 to 14 Dec 2018)
    • CF21 Investment Adviser (8 Jun 2006 to 14 Dec 2018)
  • Bernard Michael Kaufhold

    IRN BMK01006

    • CF21 Investment Adviser (2 Feb 2004 to 30 Dec 2005)
    • CF23 Corporate Finance Adviser (2 Feb 2004 to 30 Dec 2005)
  • Cesar Bertran

    IRN CXB01358

    • CF23 Corporate Finance Adviser (16 Jan 2004 to 15 Sep 2005)
  • Christopher Michael Bosworth

    IRN CMB01185

    • CF30 Customer (1 Mar 2008 to 13 Sep 2010)
  • Christopher Nelson Tidball

    IRN CNT01013

    • CF30 Customer (1 Nov 2007 to 22 Feb 2013)
    • CF23 Corporate Finance Adviser (14 Aug 2002 to 31 Oct 2007)
  • Christopher Wigan

    IRN CXW01246

    • CF30 Customer (1 Nov 2007 to 15 Dec 2010)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • David Fudge

    IRN DXF01598

    • [FCA CF] Client dealing (since 29 Aug 2024)
  • David Von Simson

    IRN DXV01018

    • CF30 Customer (1 Nov 2007 to 14 Nov 2012)
    • CF1 Director (1 Dec 2001 to 14 Nov 2012)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 14 Nov 2012)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Dominic King

    IRN DXK00175

    • [FCA CF] Client dealing (since 12 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.