Date authorised
1 April 2013
Companies House
04024104
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    29 Farm Street
    London
    W1J 5RL
    UNITED KINGDOM
    Phone
    +4402074514500
  • Complaints Contact

    29 Farm Street
    London
    W1J 5RL
    UNITED KINGDOM
    Phone
    +442074514500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · The firm must not conduct any designated investment business with retail clients other (or except) than corporate finance business.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gian Paolo Potsios

    IRN GPP01005

    • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
    • CF23 Corporate Finance Adviser (27 Jun 2007 to 31 Oct 2007)
  • Hugo John Robson

    IRN HJR01007

    • CF23 Corporate Finance Adviser (8 May 2002 to 26 Sep 2003)
  • Ian David Macfarlane

    IRN IDM01042

    • CF30 Customer (1 Nov 2007 to 22 Feb 2013)
    • CF23 Corporate Finance Adviser (14 Nov 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Apr 2004 to 14 Nov 2006)
  • Ileana Antypas

    IRN IXA01129

    • CF23 Corporate Finance Adviser (8 Feb 2005 to 27 Apr 2007)
  • Jan Skarbek

    IRN JPS01094

    • [FCA CF] Client dealing (since 15 Jan 2024)
  • Jasper Philip McMahon

    IRN JPM00088

    • CF30 Customer (8 Dec 2016 to 8 Dec 2019)
  • Manekshkumar Himatlal Dattani

    IRN MXD01197

    • CF30 Customer (1 Nov 2007 to 22 Feb 2013)
    • CF21 Investment Adviser (8 Aug 2003 to 14 Nov 2006)
    • CF23 Corporate Finance Adviser (8 Aug 2003 to 31 Oct 2007)
  • Massimo Marinelli

    IRN MXM01905

    • CF30 Customer (24 May 2017 to 8 Dec 2019)
  • Matthew Charles Metcalfe

    IRN MCM01060

    • CF30 Customer (11 Oct 2010 to 6 Sep 2013)
  • Michael John Keith Stone

    IRN MJS01224

    • CF30 Customer (1 Nov 2007 to 22 Feb 2013)
    • CF23 Corporate Finance Adviser (14 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.