Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (29 Jul 2019 to 26 Nov 2020)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Client dealing (7 Mar 2016 to 26 Nov 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 Nov 2020)
    • CF30 Customer (13 Oct 2015 to 6 Mar 2016)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (4 Feb 2010 to 31 Aug 2010)
  • Europa Partners Limited (no longer approved here)

    FRN 194820

    • CF30 Customer (9 Nov 2009 to 14 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.