Ian Douglas Stewart

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 26 Jan 2026)
    • [FCA CF] Client dealing (since 16 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2024)
    • [FCA CF] Manager of certification employee (16 Oct 2024 to 14 Nov 2024)
    • CF30 Customer (16 Dec 2015 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Apr 2006 to 1 Aug 2006)
    • CF24 Pension Transfer Specialist (7 Apr 2006 to 1 Aug 2006)
    • CF22 Investment Adviser (Trainee) (28 Nov 2005 to 7 Apr 2006)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 20 Mar 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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