Ian Michael Francis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CQS (UK) LLP

    FRN 400496

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (21 Apr 2015 to 9 Dec 2019)
    • CF30 Customer (7 Aug 2008 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF1 Director (25 Oct 2004 to 17 Oct 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (5 Aug 2004 to 19 May 2006)
    • CF26 Customer Trading (9 Dec 2003 to 23 Mar 2006)
    • CF21 Investment Adviser (9 Dec 2003 to 19 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.