Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Joseph Daviau

  IRN DJD01238

  • CF2 Non Executive Director (2 Nov 2016 to 8 Dec 2019)
• Daniel Keith Vickerman

  IRN DKV01003

  • CF30 Customer (26 Mar 2012 to 9 Sep 2013)
• Daniel Parmar

  IRN DXP01227

  • CF30 Customer (1 Nov 2007 to 10 Jul 2013)
  • CF21 Investment Adviser (10 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (10 Dec 2001 to 31 Oct 2007)
• Daniel Richard Morgan

  IRN DRM01091

  • CF30 Customer (5 Sep 2011 to 31 May 2013)
• Daniel Terence Farrow

  IRN DXF01097

  • CF21 Investment Adviser (16 Apr 2004 to 11 Feb 2005)
• Daniel Thomas Oakes

  IRN DTO00005

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (5 Sep 2011 to 8 Dec 2019)
• Danny Keating

  IRN DXK01327

  • CF30 Customer (1 Nov 2007 to 10 Feb 2009)
  • CF21 Investment Adviser (10 Sep 2007 to 31 Oct 2007)
• Darren Ellis

  IRN DXE01069

  • CF1 Director (21 Mar 2012 to 29 Jul 2015)
• Darren Furby

  IRN DXF00167

  • [FCA CF] Client dealing (since 4 Aug 2021)
• Darren Greenfield

  IRN DXG01491

  • CF30 Customer (1 Nov 2007 to 2 Jun 2009)
  • CF21 Investment Adviser (11 Sep 2007 to 31 Oct 2007)

No changes recorded yet.