Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Canaccord Genuity Wealth Limited
FRN 194927
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
- [FCA CF] Client dealing (since 2 Dec 2020)
- [FCA CF] Manager of certification employee (2 Dec 2020 to 15 Apr 2025)
- CF30 Customer (21 Dec 2012 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 10 Jul 2013)
- CF27 Investment Management (10 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (10 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.