Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Darren William Winter

  IRN DWW01050

  • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
  • CF21 Investment Adviser (8 Jan 2002 to 31 Oct 2007)
• David Blair Shapiro

  IRN DBS01026

  • CF30 Customer (1 Nov 2007 to 16 Jan 2009)
  • CF21 Investment Adviser (11 Sep 2007 to 31 Oct 2007)
  • CF27 Investment Management (11 Sep 2007 to 31 Oct 2007)
• David Colin Jeary

  IRN DCJ01019

  • CF30 Customer (15 Apr 2014 to 2 Jun 2017)
• David Gordon Sanders

  IRN DGS01077

  • [FCA CF] Client dealing (since 18 Aug 2022)
• David John Bruce Morris

  IRN DJM01273

  • CF21 Investment Adviser (10 Dec 2001 to 15 Apr 2003)
  • CF27 Investment Management (10 Dec 2001 to 15 Apr 2003)
• David John Tyrrell

  IRN DJT01202

  • CF30 Customer (13 Nov 2012 to 8 Dec 2019)
• David Kilbourn

  IRN DJK01057

  • CF30 Customer (1 Nov 2007 to 21 Feb 2008)
  • CF21 Investment Adviser (9 Sep 2004 to 31 Oct 2007)
• David Lawrence James Wharton

  IRN DLW01050

  • CF30 Customer (2 Sep 2008 to 24 Jun 2019)
• David Lindsay

  IRN DXL01411

  • CF28 Systems and controls (1 Nov 2007 to 12 Dec 2008)
  • CF1 Director (29 May 2007 to 12 Dec 2008)
  • CF13 Finance (29 May 2007 to 31 Oct 2007)
• David Martin King

  IRN DMK01020

  • CF30 Customer (1 Nov 2007 to 10 Jul 2013)
  • CF21 Investment Adviser (5 Jun 2002 to 31 Oct 2007)
  • CF27 Investment Management (10 May 2002 to 31 Oct 2007)

No changes recorded yet.