Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Paul Rodwell Davies

  IRN DPD01025

  • CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2005)
• David Peter Baker

  IRN DPB00039

  • CF11 Money Laundering Reporting (24 Nov 2015 to 20 Nov 2017)
• David Robert Orford

  IRN DRO01019

  • CF30 Customer (9 Feb 2012 to 7 Aug 2014)
• David William Johnstone

  IRN DWJ01029

  • CF30 Customer (19 Nov 2012 to 20 Mar 2014)
• David Wincott Clark

  IRN DWC01066

  • CF2 Non Executive Director (27 Mar 2003 to 8 Feb 2005)
• David Yovichic

  IRN DXY01015

  • CF30 Customer (2 Sep 2008 to 24 Jun 2019)
• Demetris Efthymiou

  IRN DXE01223

  • CF30 Customer (9 Nov 2012 to 30 May 2014)
• Denis Michael Flanagan

  IRN DMF01091

  • CF30 Customer (12 Dec 2014 to 24 Jun 2019)
• Derek John Keen

  IRN DJK01059

  • CF27 Investment Management (10 Dec 2001 to 1 Sep 2004)
  • CF21 Investment Adviser (10 Dec 2001 to 1 Sep 2004)
• Desmond Garrett Kilalea

  IRN DGK01033

  • CF30 Customer (5 Jul 2017 to 3 May 2019)

No changes recorded yet.