Daniel Keith Vickerman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Beacon Securities International Limited (no longer approved here)
FRN 716733
- Employed By (7 Sep 2018 to 28 Oct 2019)
Kession Capital Limited (no longer approved here)
FRN 582160
- CF1 Director (AR) (14 Dec 2016 to 1 Sep 2018)
- CF30 Customer (14 Dec 2016 to 1 Sep 2018)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (26 Mar 2012 to 9 Sep 2013)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- CF30 Customer (22 Aug 2008 to 30 Apr 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.