Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Lawrence Brook Darlington

  IRN CLD01013

  • CF30 Customer (13 Dec 2012 to 26 Aug 2016)
• Christopher Martin Hall

  IRN CMH01070

  • CF30 Customer (26 Jan 2010 to 17 Apr 2012)
• Christopher Michael Bosworth

  IRN CMB01185

  • CF30 Customer (12 Nov 2012 to 27 Jun 2013)
• Christopher Michael Spearing

  IRN CMS01144

  • CF30 Customer (4 Apr 2016 to 7 Jun 2018)
• Christopher Paul Compton

  IRN CPC01031

  • CF1 Director (25 Oct 2004 to 25 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (12 Aug 2004 to 25 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2007)
• Christopher Paul Robinson

  IRN CPR01020

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Material risk taker (9 Dec 2020 to 31 Dec 2021)
  • CF30 Customer (11 Dec 2012 to 8 Dec 2019)
• Christopher Paul Shale

  IRN CPS01055

  • CF21 Investment Adviser (18 Jun 2002 to 2 Feb 2005)
• Christopher Phillip Lewis

  IRN CPL01021

  • [FCA CF] Client dealing (since 18 Aug 2022)
• Christopher Scott Burgoyne

  IRN CSB01075

  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (21 Aug 2006 to 31 Oct 2007)
• Christopher Seilern

  IRN CXS01230

  • CF21 Investment Adviser (11 Oct 2005 to 8 Jan 2007)

No changes recorded yet.