Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Stanley Rollason

  IRN CSR01068

  • CF21 Investment Adviser (16 Jun 2006 to 24 Aug 2007)
• Christopher Timothy Stephenson

  IRN CXS01658

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (26 Mar 2012 to 8 Dec 2019)
• Christopher William Courtenay Tregoning

  IRN CWT01018

  • CF2 Non Executive Director (21 Mar 2012 to 8 Dec 2019)
• Claire Elizabeth Ismay Harwood

  IRN CEH01076

  • CF30 Customer (20 Nov 2012 to 1 Mar 2013)
• Clement Pierre Jean Raul

  IRN CPR01060

  • CF30 Customer (14 Nov 2012 to 30 Sep 2013)
• Colin Craig Matthews

  IRN CCM01036

  • CF26 Customer Trading (16 Dec 2003 to 23 Mar 2006)
  • CF21 Investment Adviser (16 Dec 2003 to 12 Dec 2006)
• Colin Gordon Christie

  IRN CGC01032

  • CF30 Customer (16 Nov 2012 to 17 Jun 2016)
• Colin John Reid

  IRN CJR01101

  • CF21 Investment Adviser (3 Sep 2002 to 12 Aug 2005)
• Corey Simon Miller

  IRN CSM01027

  • CF30 Customer (1 Nov 2007 to 2 Nov 2007)
  • CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
• Craig Lynch Lynch

  IRN CXL01114

  • CF21 Investment Adviser (1 Dec 2001 to 26 Aug 2005)
  • CF26 Customer Trading (1 Dec 2001 to 26 Aug 2005)

No changes recorded yet.