Corey Simon Miller

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sapphire Capital Partners LLP (no longer approved here)
FRN 565716
- CF1 Director (AR) (26 Sep 2013 to 17 Jan 2014)
- CF30 Customer (26 Sep 2013 to 17 Jan 2014)
Alternative Dynamiks Limited (no longer approved here)
FRN 606764
- Employed By (26 Sep 2013 to 17 Jan 2014)
Messels Limited (no longer approved here)
FRN 403323
- CF1 Director (28 Sep 2010 to 19 Jun 2013)
- CF30 Customer (28 Sep 2010 to 19 Jun 2013)
Northland Capital Partners Limited (no longer approved here)
FRN 155200
- CF30 Customer (13 Nov 2007 to 11 Mar 2009)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (1 Nov 2007 to 2 Nov 2007)
- CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
Investec Bank PLC (no longer approved here)
FRN 172330
- CF21 Investment Adviser (14 Sep 2006 to 13 Jun 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.