Christopher Michael Spearing

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- [FCA CF] Manager of certification employee (25 Jan 2023 to 8 Dec 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2023)
- CF30 Customer (25 Nov 2019 to 8 Dec 2019)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (4 Apr 2016 to 7 Jun 2018)
Numis Securities Limited (no longer approved here)
FRN 144822
- CF30 Customer (10 Apr 2012 to 8 Aug 2014)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (8 Oct 2010 to 14 Dec 2011)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (11 Aug 2009 to 19 Jul 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.