Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles Foster

  IRN CPF01041

  • CF30 Customer (11 Nov 2014 to 15 Jun 2018)
• Charles James Baily Hammond

  IRN CXH00329

  • [FCA CF] Client dealing (since 11 Sep 2024)
• Charles Moore Clark

  IRN CXC01173

  • CF30 Customer (26 Mar 2012 to 23 Apr 2012)
• Charles Rashleigh Scott Williams

  IRN CRW01060

  • CF30 Customer (12 Dec 2012 to 28 Sep 2018)
• Charles Thomas Miley

  IRN CTM01014

  • CF21 Investment Adviser (8 Sep 2003 to 1 Sep 2004)
• Charles Thomas Pelham

  IRN CTP01029

  • CF30 Customer (12 Mar 2018 to 25 Oct 2018)
• Charles Walter Sharp

  IRN CWS01018

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (26 Mar 2012 to 8 Dec 2019)
• Charles William Peat

  IRN CWP01024

  • CF30 Customer (1 Nov 2007 to 5 Oct 2009)
  • CF22 Investment Adviser (Trainee) (24 Aug 2006 to 31 Oct 2007)
• Charlie Pearmund

  IRN CXP01656

  • CF30 Customer (12 Aug 2014 to 21 Jun 2016)
• Charlotte Anne Keyworth

  IRN CAK01063

  • CF30 Customer (31 Oct 2013 to 26 Jan 2015)

No changes recorded yet.