Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 28 Jan 2026)
    • (6)Employed By (since 28 Jan 2026)
    • [FCA CF] Manager of certification employee (since 13 Feb 2025)
    • [FCA CF] Client dealing (since 25 Jun 2024)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Material risk taker (26 Apr 2023 to 21 Nov 2023)
    • [FCA CF] Client dealing (26 Apr 2023 to 21 Nov 2023)
    • [FCA CF] Manager of certification employee (26 Apr 2023 to 21 Nov 2023)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (15 Jan 2019 to 21 Nov 2023)
    • [FCA CF] Material risk taker (18 Oct 2018 to 21 Nov 2023)
    • [FCA CF] Client dealing (18 Oct 2018 to 21 Nov 2023)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (11 Nov 2014 to 15 Jun 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (31 Oct 2011 to 31 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.