Charles Thomas Miley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (1 Nov 2007 to 10 Nov 2009)
    • CF21 Investment Adviser (26 Apr 2006 to 31 Oct 2007)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (8 Sep 2003 to 1 Sep 2004)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (14 Aug 2002 to 5 Mar 2003)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.