Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Peel Hunt LLP
FRN 530083
- [FCA CF] Client dealing (since 17 Oct 2022)
- [FCA CF] Manager of certification employee (since 17 Oct 2022)
-
- CF4 Partner (AR) (2 May 2012 to 29 Dec 2013)
- CF3 Chief Executive (AR) (2 May 2012 to 29 Dec 2013)
- CF30 Customer (9 Jan 2012 to 29 Dec 2013)
-
- CF30 Customer (1 Nov 2007 to 5 Oct 2009)
- CF22 Investment Adviser (Trainee) (24 Aug 2006 to 31 Oct 2007)
-
- CF22 Investment Adviser (Trainee) (16 Sep 2005 to 27 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.