CANACCORD GENUITY ASSET MANAGEMENT LIMITED

Date authorised
1 March 2001
Companies House
03146580
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Guy Feld

    IRN GXF01083

    • [FCA CF] Manager of certification employee (since 2 Mar 2021)
    • [FCA CF] Client dealing (since 2 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (10 Apr 2003 to 31 Oct 2007)
    • CF27 Investment Management (10 Apr 2003 to 31 Oct 2007)
  • HUGO BERTRAM JOHN RANDOL PHILION

    IRN HBP01012

    • CF30 Customer (2 Nov 2011 to 28 Dec 2012)
  • Harry Evett

    IRN HXE00046

    • [FCA CF] Client dealing (since 4 Nov 2021)
  • Hazel Margaret Larkin

    IRN HML01014

    • CF30 Customer (1 Nov 2007 to 2 Aug 2018)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Helen English

    IRN HXE01025

    • CF30 Customer (24 Feb 2015 to 14 Nov 2017)
  • Ian Gregory Stanley Thompson

    IRN IGT00016

    • CF30 Customer (24 Apr 2008 to 14 Nov 2008)
  • Ian Keppel Kavanagh

    IRN IKK01003

    • CF30 Customer (26 Nov 2014 to 30 Nov 2018)
  • Isabella Eileen Stearns

    IRN IEG00009

    • CF30 Customer (27 Feb 2009 to 18 Feb 2010)
  • Jack William Askew

    IRN JXA01660

    • CF30 Customer (5 Nov 2010 to 18 Apr 2019)
  • James Anderson Baxter

    IRN JAB01270

    • CF21 Investment Adviser (1 Dec 2001 to 30 Oct 2003)
    • CF27 Investment Management (1 Dec 2001 to 30 Oct 2003)
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Recent activity

Updates to this firm's record on the FCA register.

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