Isabella Eileen Stearns

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 6 Dec 2021)
  • Connor Broadley Ltd (no longer approved here)

    FRN 468321

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Dec 2021)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF30 Customer (7 Feb 2011 to 15 Aug 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF30 Customer (27 Feb 2009 to 18 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.