CANACCORD GENUITY ASSET MANAGEMENT LIMITED

• Principal Place of Business

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

  Web

  https://www.canaccord-wealth.com/asset-management

• Complaints Contact

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James David Holroyd

  IRN JDH01110

  • CF30 Customer (28 May 2015 to 2 Oct 2019)
• James David O'Toole

  IRN JDO01013

  • CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2003)
  • CF27 Investment Management (1 Dec 2001 to 6 Apr 2003)
• James Digby Ronald Strauss

  IRN JDS01074

  • CF27 Investment Management (1 Dec 2001 to 28 Feb 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2007)
• James Leo Charles Meysey-Thompson

  IRN JXM02172

  • CF30 Customer (22 Jul 2014 to 8 Oct 2019)
• James Robert David Kemp

  IRN JRK01090

  • CF30 Customer (21 Jan 2014 to 20 Jul 2018)
• James Workman

  IRN JXW02640

  • [FCA CF] Client dealing (4 Nov 2021 to 5 Jan 2026)
• Jane Parry

  IRN RJP01281

  • [FCA CF] Material risk taker (since 12 Jun 2025)
• Janet Mary Vale

  IRN JMV01009

  • CF30 Customer (1 Nov 2007 to 2 Oct 2009)
  • CF26 Customer Trading (6 Apr 2005 to 31 Oct 2007)
• Jeannette Cottrell

  IRN JXC01550

  • CF30 Customer (22 Sep 2016 to 13 Nov 2017)
• Jennifer Brigitte Boos

  IRN JXB03832

  • [FCA CF] Significant management (since 4 Aug 2025)

No changes recorded yet.