James Digby Ronald Strauss

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Arlington Group Asset Management Limited (no longer approved here)
FRN 172337
- CF1 Director (AR) (12 Nov 2010 to 23 Aug 2012)
- CF30 Customer (14 May 2010 to 23 Aug 2012)
- CF4 Partner (AR) (14 May 2010 to 18 Nov 2010)
Strauss Partners Limited (no longer approved here)
FRN 523835
- Employed By (14 May 2010 to 23 Aug 2012)
BMO Capital Markets Limited (no longer approved here)
FRN 170937
- CF30 Customer (1 Nov 2007 to 3 Jun 2009)
- CF21 Investment Adviser (19 Mar 2007 to 31 Oct 2007)
CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 209741
- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2007)
- CF27 Investment Management (1 Dec 2001 to 28 Feb 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.