Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2020)
    • [FCA CF] Client dealing (since 4 Nov 2020)
    • CF30 Customer (20 Dec 2017 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF30 Customer (24 Feb 2015 to 14 Nov 2017)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (20 May 2008 to 11 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.