Blowfish Financial Services Limited

• Principal Place of Business

  130 Derby Road

  Long Eaton

  Nottingham

  Derbyshire

  NG10 4ER

  UNITED KINGDOM

  Phone

  +4401159727666

  Web

  https://www.blowfish-fs.co.uk

• Complaints Contact

  130 Derby Road

  Long Eaton

  Nottingham

  Derbyshire

  NG10 4ER

  UNITED KINGDOM

  Phone

  +441159727666

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Debt Advice

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  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or advice on buy to let mortgages and/or second charge mortgages
  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Martin Bowser

  IRN AMB00036

  • [FCA CF] Functions requiring qualifications (4 Nov 2020 to 1 Jul 2025)
  • [FCA CF] Client dealing (4 Nov 2020 to 1 Jun 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Sep 2007 to 31 Oct 2007)
• Dean Richard Lee

  IRN DRL00023

  • CF30 Customer (1 Nov 2007 to 14 May 2010)
  • CF21 Investment Adviser (26 Mar 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (3 Jan 2007 to 26 Mar 2007)
• Graham Michael Fowkes

  IRN GMF00010

  • [FCA CF] Functions requiring qualifications (4 Nov 2020 to 1 Jul 2025)
  • [FCA CF] Client dealing (4 Nov 2020 to 1 Jul 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (20 Mar 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (12 Feb 2007 to 20 Mar 2007)
• Helen English

  IRN HXE01025

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 4 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 4 Nov 2020)
  • CF30 Customer (20 Dec 2017 to 8 Dec 2019)
• Mark Andrew Eccles

  IRN MAE00024

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 4 Nov 2020)
  • [FCA CF] Client dealing (since 4 Nov 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (AR) (10 Feb 2014 to 6 Dec 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (3 Jan 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Jan 2007 to 31 Oct 2007)
  • CF10 Compliance Oversight (3 Jan 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Jan 2007 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (3 Jan 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (3 Jan 2007 to 31 Mar 2009)
• Matthew Adams

  IRN MXA00124

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 4 Nov 2020)
  • [FCA CF] Client dealing (since 4 Nov 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (AR) (11 Feb 2014 to 6 Dec 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (20 Mar 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (3 Jan 2007 to 20 Mar 2007)
  • CF1 Director (3 Jan 2007 to 8 Dec 2019)
• Richard William Pinkett

  IRN RWP00019

  • CF30 Customer (1 Nov 2007 to 31 Mar 2019)
  • CF22 Investment Adviser (Trainee) (20 Mar 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (15 Feb 2007 to 20 Mar 2007)
• Simon James Bramley

  IRN SJB01643

  • CF1 Director (AR) (29 Jan 2014 to 6 Dec 2016)
• Stephen Victor Beare

  IRN SVB00003

  • CF30 Customer (20 Feb 2013 to 27 Feb 2015)
• William Edward Lyons

  IRN WEL00002

  • CF30 Customer (1 Apr 2010 to 30 Dec 2011)

• When I Retire Ltd (no longer appointed)

  FRN 613077 · Appointed 10 Jan 2014 · Until 6 Dec 2016

No changes recorded yet.