Mark Andrew Eccles

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blowfish Financial Services Limited

    FRN 459256

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (10 Feb 2014 to 6 Dec 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Jan 2007 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (3 Jan 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jan 2007 to 8 Dec 2019)
    • CF1 Director (3 Jan 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Jan 2007 to 30 Sep 2018)
    • CF21 Investment Adviser (3 Jan 2007 to 31 Oct 2007)
  • When I Retire Ltd (no longer approved here)

    FRN 613077

    • Employed By (10 Feb 2014 to 6 Dec 2016)
  • Blowfish Financial Services Ltd (no longer approved here)

    FRN 433582

    • Employed By (14 Jun 2005 to 27 Dec 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (13 Dec 2002 to 15 Jul 2005)
    • CF22 Investment Adviser (Trainee) (7 Feb 2002 to 13 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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