CAF Financial Solutions Limited

• Principal Place of Business

  25 Kings Hill Avenue

  Kings Hill

  West Malling

  Kent

  ME19 4TA

  UNITED KINGDOM

  Phone

  +4403000123000

  Web

  https://www.cafonline.org

• Complaints Contact

  25 Kings Hill Avenue

  Kings Hill

  West Malling

  Kent

  ME19 4TA

  UNITED KINGDOM

  Phone

  +4403000123000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

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  • · Limited to Investment Company with Variable Capital marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - securety", (when the latter is associated with this specified investment”.
  • · Limited to unregulated collective investment scheme marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to transaction-only activities with respect to products offered by the Charities Aid Foundation.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to Investment Company with Variable Capital marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - securety", (when the latter is associated with this specified investment”.
  • · Limited to unregulated collective investment scheme marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Nora Sakaan

  IRN NXS00258

  • [FCA CF] Material risk taker (29 Jan 2021 to 29 Jan 2022)
  • [FCA CF] Significant management (29 Jan 2021 to 29 Jan 2022)
  • [FCA CF] Manager of certification employee (29 Jan 2021 to 29 Jan 2022)
• Paul Antony White

  IRN PAW01231

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Dec 2020)
  • CF11 Money Laundering Reporting (16 Jun 2015 to 8 Dec 2019)
• Peter Lewis Ostacchini

  IRN PLO01003

  • CF3 Chief Executive (10 Jan 2014 to 22 Jan 2019)
  • CF10 Compliance Oversight (10 Jan 2014 to 22 Jan 2019)
  • CF1 Director (18 Dec 2013 to 22 Jan 2019)
• Peter Thomas Mitchell

  IRN PTM01027

  • Responsible for Insurance Mediation (30 Jun 2011 to 20 Mar 2013)
  • CF3 Chief Executive (30 Jun 2011 to 20 Mar 2013)
  • CF10 Compliance Oversight (30 Jun 2011 to 20 Mar 2013)
  • CF1 Director (3 Jan 2003 to 20 Mar 2013)
• Philip Antony Alvey

  IRN PXA00081

  • SMF3 Executive Director (19 Aug 2021 to 26 Jan 2024)
• Raymond Henry Maurice Russell

  IRN RHR01012

  • CF2 Non Executive Director (1 Dec 2001 to 30 Apr 2002)
• Robert Graham Dench

  IRN RGD01025

  • SMF9 Chair of the Governing Body (1 Nov 2024 to 12 Jan 2026)
• Roger Anthony Barnes

  IRN RAB01225

  • CF2 Non Executive Director (1 Dec 2001 to 1 Jan 2003)
• Russell Prior

  IRN RCP00031

  • CF1 Director (4 Jun 2008 to 21 Jun 2011)
  • CF10 Compliance Oversight (4 Jun 2008 to 21 Jun 2011)
  • CF3 Chief Executive (4 Jun 2008 to 21 Jun 2011)
  • Responsible for Insurance Mediation (4 Jun 2008 to 21 Jun 2011)
• Sally Elizabeth Houchen

  IRN SEH01094

  • CF10 Compliance Oversight (1 Sep 2016 to 8 Oct 2016)

No changes recorded yet.