Peter Thomas Mitchell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 1 Sep 2021)
    • CF29 Significant management (18 Nov 2015 to 6 Mar 2016)
  • CAF Financial Solutions Limited (no longer approved here)

    FRN 189450

    • CF10 Compliance Oversight (30 Jun 2011 to 20 Mar 2013)
    • CF3 Chief Executive (30 Jun 2011 to 20 Mar 2013)
    • Responsible for Insurance Mediation (30 Jun 2011 to 20 Mar 2013)
    • CF1 Director (3 Jan 2003 to 20 Mar 2013)
  • CAF BANK LIMITED (no longer approved here)

    FRN 204451

    • CF3 Chief Executive (3 Jun 2008 to 20 Mar 2013)
    • CF10 Compliance Oversight (3 Jun 2008 to 20 Mar 2013)
    • CF8 Apportionment and Oversight (3 Jun 2008 to 31 Mar 2009)
    • CF28 Systems and controls (1 Nov 2007 to 20 Mar 2013)
    • CF1 Director (17 Feb 2006 to 20 Mar 2013)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 29 Jul 2003)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.