Russell Prior

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Bank Plc (no longer approved here)
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (13 Aug 2019 to 7 Aug 2020)
HSBC UK Bank Plc (no longer approved here)
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (13 Aug 2019 to 7 Aug 2020)
CAF Financial Solutions Limited (no longer approved here)
FRN 189450
- CF1 Director (4 Jun 2008 to 21 Jun 2011)
- CF10 Compliance Oversight (4 Jun 2008 to 21 Jun 2011)
- CF3 Chief Executive (4 Jun 2008 to 21 Jun 2011)
- Responsible for Insurance Mediation (4 Jun 2008 to 21 Jun 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.