Cadwyn Capital LLP

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FRN: 432985
Date authorised: 1 April 2013
Companies House: OC310938
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

167-169 Great Portland Street

London

W1W 5PF

UNITED KINGDOM

Phone

+442076228673

Web

https://cadwyn-capital.com
Complaints Contact

167-169 Great Portland Street

London

W1W 5PF

UNITED KINGDOM

Phone

+442076228673

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

- Cambria Capital Limited
IRN XXC01027
- CF4 Partner (5 Aug 2005 to 1 Aug 2016)
ANTHONY FRANK XUEREB
IRN AFX01000
- CF30 Customer (5 Mar 2017 to 8 Dec 2019)
Alexandr Sergeevich Lushpay
IRN ASL01074
- CF30 Customer (20 Jul 2012 to 14 Jul 2022)
Andrei Rybak
IRN AXR01890
- CF30 Customer (20 Oct 2010 to 24 Dec 2018)
Anthony Michael Lawler
IRN AML01176
- SMF27 Partner (since 3 Mar 2023)
- SMF1 Chief Executive (since 3 Mar 2023)
- SMF16 Compliance Oversight (since 3 Mar 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Mar 2023)
- [FCA CF] Client dealing (since 19 Dec 2022)
- [FCA CF] Significant management (since 9 Sep 2022)
- Appointed representative dealing with clients for which they require qualification (9 Sep 2022 to 16 Nov 2022)
- [FCA CF] Functions requiring qualifications (9 Sep 2022 to 16 Nov 2022)
- [PRA CF] Key function holder (9 Sep 2022 to 16 Nov 2022)
Anthony Paul Rea
IRN AXR12010
- CF30 Customer (28 Feb 2019 to 22 Apr 2021)
Anupum Narula
IRN ASN01019
- CF30 Customer (1 Nov 2007 to 15 Apr 2011)
- CF27 Investment Management (14 Sep 2006 to 31 Oct 2007)
- CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)
Chetan Saran Mehra
IRN CSM01065
- CF4 Partner (5 Aug 2005 to 23 Jan 2007)
- CF27 Investment Management (5 Aug 2005 to 23 Jan 2007)
Christian Castelfranco
IRN CXC01263
- CF30 Customer (1 Aug 2016 to 17 Feb 2017)
EVELYN PATRICIA RITTSCHOF
IRN EPR01015
- CF30 Customer (13 May 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Jacobi Asset Management (Holdings) LTD (no longer appointed)
FRN 967399 · Appointed 12 Jan 2022 · Until 28 Jan 2022
Torc Capital Ltd. (no longer appointed)
FRN 834317 · Appointed 21 Feb 2019 · Until 30 Nov 2021
POLEN CAPITAL MANAGEMENT LLC (no longer appointed)
FRN 783330 · Appointed 4 Jul 2017 · Until 22 Apr 2021
OCP CAPITAL LTD. (no longer appointed)
FRN 625617 · Appointed 13 Jun 2014 · Until 22 Mar 2021
Brook Green Capital Ltd (no longer appointed)
FRN 518770 · Appointed 26 Feb 2010 · Until 22 Jul 2022

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.