Cadwyn Capital LLP

Date authorised
1 April 2013
Companies House
OC310938
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    167-169 Great Portland Street
    London
    W1W 5PF
    UNITED KINGDOM
    Phone
    +442076228673
    Web
    https://cadwyn-capital.com

  • Complaints Contact

    167-169 Great Portland Street
    London
    W1W 5PF
    UNITED KINGDOM
    Phone
    +442076228673

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edith Holtham

    IRN EXH00139

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 17 Nov 2022)
  • Gerald Hubert Holtham

    IRN GXH01207

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [PRA CF] Key function holder (10 Dec 2019 to 13 Oct 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Oct 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Oct 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 17 Mar 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Mar 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 13 Oct 2022)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 13 Oct 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 13 Oct 2022)
    • CF11 Money Laundering Reporting (21 Aug 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Aug 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (5 Aug 2005 to 31 Oct 2007)
    • CF4 Partner (5 Aug 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (5 Aug 2005 to 31 Oct 2007)
    • CF3 Chief Executive (5 Aug 2005 to 8 Dec 2019)
  • JAMES NEIL ANTHONY FLOYD

    IRN JNF01023

    • CF30 Customer (10 Jun 2014 to 22 Apr 2021)
  • JOELLE WYSER-PRATT

    IRN JXW02246

    • CF30 Customer (20 Jul 2014 to 22 Apr 2021)
  • Joshua Tristram Anthony Palmer

    IRN JTP01028

    • CF30 Customer (7 Jul 2017 to 6 Feb 2019)
  • Lorcan Anthony Murphy

    IRN LXM01205

    • CF30 Customer (30 Aug 2012 to 26 Dec 2019)
  • Matthew Aaron Lenzie

    IRN MAL01213

    • CF30 Customer (10 Apr 2017 to 6 Feb 2019)
  • Nicholas Peter Patrick Connors

    IRN NPC01083

    • CF30 Customer (4 Mar 2019 to 22 Apr 2021)
  • Nigel Douglas Hamilton Johnson

    IRN NDJ01019

    • CF30 Customer (30 Jun 2014 to 17 Feb 2017)
  • Parag Patel

    IRN PXP01441

    • [FCA CF] Client dealing (since 17 Jan 2023)
    • [FCA CF] Significant management (since 17 Jan 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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