Gerald Hubert Holtham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cadwyn Capital LLP

    FRN 432985

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [PRA CF] Key function holder (10 Dec 2019 to 13 Oct 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Mar 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 17 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Mar 2023)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 13 Oct 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 13 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Oct 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Oct 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Oct 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 13 Oct 2022)
    • CF11 Money Laundering Reporting (21 Aug 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Aug 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (5 Aug 2005 to 31 Oct 2007)
    • CF4 Partner (5 Aug 2005 to 8 Dec 2019)
    • CF27 Investment Management (5 Aug 2005 to 31 Oct 2007)
    • CF3 Chief Executive (5 Aug 2005 to 8 Dec 2019)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF1 Director (1 Dec 2001 to 31 Mar 2004)
    • CF27 Investment Management (1 Dec 2001 to 31 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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