Cadwyn Capital LLP

Date authorised
1 April 2013
Companies House
OC310938
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    167-169 Great Portland Street
    London
    W1W 5PF
    UNITED KINGDOM
    Phone
    +442076228673
    Web
    https://cadwyn-capital.com

  • Complaints Contact

    167-169 Great Portland Street
    London
    W1W 5PF
    UNITED KINGDOM
    Phone
    +442076228673

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul O'Reilly-Hyland

    IRN PXO01245

    • CF30 Customer (26 Jul 2012 to 26 Dec 2019)
  • Paul Terence Williams

    IRN PTW01039

    • CF30 Customer (13 Sep 2019 to 8 Dec 2019)
  • RANDY LANDSMAN

    IRN RXL01807

    • CF30 Customer (29 Jun 2018 to 22 Apr 2021)
  • ROBERT GRESLEY RIGBY-HALL

    IRN RGR01052

    • CF30 Customer (29 Jun 2018 to 8 Dec 2019)
  • Richard Steven Aaron

    IRN RSA01043

    • SMF27 Partner (since 3 Mar 2023)
    • [FCA CF] Client dealing (since 1 Dec 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Feb 2022 to 16 Nov 2022)
    • [FCA CF] Material risk taker (1 Feb 2022 to 16 Nov 2022)
    • CF30 Customer (8 Nov 2017 to 8 Dec 2019)
    • CF29 Significant management (12 Feb 2010 to 8 Dec 2019)
  • SAMUEL RICHARD KAUFMAN

    IRN SRK01057

    • CF30 Customer (29 Apr 2013 to 22 Apr 2021)
  • Stephen Michael Williams

    IRN SMW01166

    • SMF27 Partner (9 Dec 2019 to 16 Mar 2023)
    • CF30 Customer (31 Aug 2012 to 20 Jul 2022)
    • CF4 Partner (5 Aug 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Aug 2005 to 21 Apr 2008)
    • CF10 Compliance Oversight (5 Aug 2005 to 21 Apr 2008)
  • Thomas Nicholas Ivo Maier

    IRN TNM00004

    • CF29 Significant management (5 May 2011 to 1 Aug 2016)
    • CF30 Customer (5 May 2011 to 1 Aug 2016)
  • WILLIAM HARVEY GLOVER III

    IRN WHG01014

    • CF30 Customer (29 Apr 2013 to 24 Dec 2018)
  • William Francis Shadwick

    IRN WFS01023

    • CF30 Customer (8 Oct 2018 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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