Paul Terence Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Polen Capital UK LLP (no longer approved here)
FRN 925147
- [FCA CF] Client dealing (1 Jun 2025 to 18 Aug 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Jun 2020 to 17 Jun 2024)
- SMF27 Partner (8 Jun 2020 to 18 Aug 2025)
Cadwyn Capital LLP (no longer approved here)
FRN 432985
- CF30 Customer (13 Sep 2019 to 8 Dec 2019)
RBC Global Asset Management (UK) Limited (no longer approved here)
FRN 189154
- CF30 Customer (3 Apr 2013 to 29 Jul 2019)
LGT Capital Partners (U.K.) Limited (no longer approved here)
FRN 448896
- CF30 Customer (24 Oct 2012 to 25 Apr 2013)
FIL Pensions Management (no longer approved here)
FRN 144345
- CF30 Customer (1 Nov 2007 to 30 Jan 2009)
- CF27 Investment Management (15 Dec 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.