Stephen Michael Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cadwyn Capital LLP (no longer approved here)

    FRN 432985

    • SMF27 Partner (9 Dec 2019 to 16 Mar 2023)
    • CF30 Customer (31 Aug 2012 to 20 Jul 2022)
    • CF10 Compliance Oversight (5 Aug 2005 to 21 Apr 2008)
    • CF11 Money Laundering Reporting (5 Aug 2005 to 21 Apr 2008)
    • CF4 Partner (5 Aug 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.