Anthony Michael Lawler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cadwyn Capital LLP

    FRN 432985

    • SMF16 Compliance Oversight (since 3 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Mar 2023)
    • SMF27 Partner (since 3 Mar 2023)
    • SMF1 Chief Executive (since 3 Mar 2023)
    • [FCA CF] Client dealing (since 19 Dec 2022)
    • [FCA CF] Significant management (since 9 Sep 2022)
    • [PRA CF] Key function holder (9 Sep 2022 to 16 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Sep 2022 to 16 Nov 2022)
    • [FCA CF] Functions requiring qualifications (9 Sep 2022 to 16 Nov 2022)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • [FCA CF] Manager of certification employee (8 Feb 2021 to 31 Mar 2022)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • [FCA CF] Client dealing (8 Feb 2021 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (8 Feb 2021 to 31 Mar 2022)
    • CF30 Customer (25 Nov 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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